SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HELLMAN THEODORE A

(Last) (First) (Middle)
425 MARKET STREET, 26TH FLOOR

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/07/2017
3. Issuer Name and Ticker or Trading Symbol
Luther Burbank Corp [ LBC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK 0 I(1)(2) Reporting persons as Co-Trustees(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
HELLMAN THEODORE A

(Last) (First) (Middle)
425 MARKET STREET, 26TH FLOOR

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HAMANN JOHN FRANCIS

(Last) (First) (Middle)
P.O. BOX NN

(Street)
SANTA ROSA CA 95402

(City) (State) (Zip)
Explanation of Responses:
1. The Reporting Persons are the Co-Trustees of the Madelyne Victoria Trione Trust, Victor Henry David Trione Trust, The Sally Patricia Trione 1997 Irrevocable Trust, The Denise Catherine Trione 1997 Irrevocable Trust, and The Henry Mark Trione 1997 Irrevocable Trust (collectively, the "Adult Children Trusts"), which, in the aggregate, are the direct owners of 24,780,000 shares of Common Stock of the Issuer. As the Co-Trustees of each of the Adult Children Trusts, the Reporting Persons have voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934.
2. (Continued from footnote 1) However, neither of the Reporting Persons are beneficiaries of any of the Adult Children Trusts. Each of the Reporting Persons disclaims beneficial ownership of any of the Issuer's securities held directly by the Adult Children Trusts and have no pecuniary interest therein, and this report shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Remarks:
/s/ Theodore A. Hellman 12/07/2017
/s/ John Francis Hamann 12/07/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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